Develop policy framework, processes systems for effective risk management of the broking business.
Responsible for Scrip Profiling, Client Profiling, Periodic Risk Monitoring and optimizing Margin utilization.
Responsible for regulatory reporting like Client Collateral Reporting, Enhanced Supervision, Cash Equivalent, SEBI Payout, etc.
Regular reporting of MIS to senior management like Stress Test reports, aging reports, debit reports, etc.
Liasoning with the software vendor for changes / enhancements in the risk management system.
Resolving all audit related queries relevant for the RMS department.
Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes, etc. are reported to the exchange.
Handling the penalty if arise due to any negligence of risk compliance of exchange.
Keep updated to the regulatory requirement related to exchange reporting.
Coordination with different departments (RMS, Risk, Compliance, Sales) for smooth processing of transactions.
Looking after all day-to-day RMS related work in an efficient manner and contributing to the growth of the company.
Experience
5 - 7 Years
No. of Openings
1
Education
B.Com, B.Sc, Any Bachelor Degree
Role
Risk Management System Officer
Industry Type
Banking / Financial Services / Stock Broking
Gender
[ Male / Female ]
Job Country
India
Type of Job
Full Time
Work Location Type
Work from Office
Face interview location
Kolkata