Trading:
· Setting up various trading Limits
· Blocking of restricted / ban and other scrips as per the various circulars within the overall organizational framework
· Creating of clients / dealers on the trading system
· Mapping of clients to dealers
· Reading of circulars and implementing the same
· Monitoring of Margins and Position limits
· Coordinating with Trading, Accounts and clearing team to ensure sufficient margins are available
Regulatory & Surveillance:
· Submitting various reports like RBS / Enhanced Supervision
· Keeping track of volume concentrations in various stocks
· Monitoring trading in stocks that are under regulatory surveillance
· Supporting Internal Audit process
Technology:
· Doing UAT testing and ensure the trading systems always have latest versions
· Ensure all software provided by the exchanges are updated
· taking care of System Audits and Cyber Security Audits along with the technology team
· Handling all exchange related documentation for algo approvals and other trading software related approvals.