Compliance Officer (Full Time)

CD Integrated Servives Ltd

Job Description

Compliance Officer Who submission and reporting compliance requirements in all exchanges

and like weekly, monthly, quarterly, half yearly and yearly submission of exchanges, AP

registration, Terminal creation, watch daily margin utilization etc. And also have to look all the

operation activities like Demat & Trading, Mutual Fund, and KYC/CKYC Registration.

Job Responsibilities

 Client collateral Segregation

 Client Fund Allocation

 Client Margin Reporting

 Retention Process

 Ap Reporting, Registration and Audit

 Enhance Reporting

 Risk Base Supervision

 Submission Half year Net worth Certificate

 Cyber Security, System Audit and submit VAPT Report

 Fatca Reporting and Annual Submission of Exchanges

 T+2+5 Day working & Roc Related Work

 All other Sebi and Exchange related Reporting

 Company Compliance

• Experience

  1 - 2 Years

• No. of Openings

  2

• Education

  Company Secretary

• Role

  Compliance Officer

• Industry Type

  Banking / Financial Services / Stock Broking

• Gender

  Male

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office