Compliance
Organization Name - Eureka Stock & Share Broking Services Limited
Location – Kolkata (West Bengal)
Education - Professional Compliance Degree (The Institute of Company Secretaries of India) - Pass out and having membership number.
Position - Assistant Compliance Manager
Compensation - Rs. 30,000 - 45,000 /- per month
Job description -
Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points.
Report to the chairman and often liaise with board members.
Convene and service AGMs, take minutes, draft resolutions, and lodge required forms and annual returns with appropriate departments.
Provide legal, financial, and/or strategic advice during and outside of meetings.
Ensure policies, regulatory, or statutory changes that might affect the organization are up to date and approved by the committee.
Maintain statutory books, including registers of members, directors, and secretaries.
Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations By-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.
Handle correspondence, collate information, write reports and communicate decisions to relevant company stakeholders.
Liaise with external regulators and advisers such as lawyers and auditors.
Implement processes or systems to ensure good management of the organization.
Develop and oversee the systems that ensure the company complies with all applicable codes, in addition to its legal and statutory requirements.
Any other compliance matters as assigned from time to time.
Experience
2 - 4 Years
No. of Openings
1
Education
B.Com, Company Secretary, LLB
Role
Company Secretary
Industry Type
Banking / Financial Services / Stock Broking
Gender
[ Male / Female ]
Job Country
India
Type of Job
Full Time
Work Location Type
Work from Office
2 - 4 Years
1 Openings
3.0 - 6.0 Lac/Yr
Face-to-Face interview
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