Audit Executive

Shah Kapadia and Associates

Dear Candidate,

We are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.

About role:

Designation: Audit Executive

Location : Andheri, Borivali and Sion ( Immediate Joining)

Qualification: Specialized in Commerce Background

Description

Handled compliance related inspections of various types of Brokers of the Exchange

including Small & Medium Size stock brokers, proprietary traders, brokers having institutional clients, banks dealing in equity market and big broking houses.

Conducting in-depth financial analysis and risk assessment of stock broker to gauge

their solvency and to evaluate the potential risk they pose to system.

Conducting and managing Internal audits of various broking Houses.

Assisting and providing expert advice to Stock Brokers, DP’s and other clients

regarding compliances.

Drafting of various observations of the queries raised by Exchanges/ SEBI.

Implementing various circulars issued by NSE/SEBI

Client Co-Ordination and assisting team for the various audits.

Job Types: Full-time, Regular / Permanent, Fresher

Salary: 1,00,000 to 2,00,00 per annum

Schedule:

Day shift

Morning shift

• Experience

  1 - 2 Years

• No. of Openings

  12

• Education

  B.Com, M.Com

• Role

  Audit Executive

• Industry Type

  Banking / Financial Services / Stock Broking

• Gender

  [ Male / Female ]

• Job Country

  India

• Type of Job

  Full Time

• Work Location Type

  Work from Office