Looking For Assistant Manager Compliance

Career Choice Solution

1 - 2 Years
1 Openings
2.0 - 3.8 Lac/Yr
Lower Parel Mumbai
Face-to-Face interview

Key Skills

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Job Description

1. Supervision on timely submission to SEBI/ Stock Exchange-related compliances (BSE/NSE listing and periodic returns).

2. Monitoring of certain SEBI compliances by issuer companies on daily basis and reporting of the same.

3. Reviewing various reports and identifying breaches/ violations of regulatory and statutory provisions.

4. Monitoring of NesL filings, default monitoring, and Default updation on NSDL portal, DLT portal.

5. Monitoring and ensuring that the Issuer companies adhere to applicable compliances & continuous monitoring of the performance (ability to service the debt securities) of the issuer companies to protect the interest of the Investors/ Debenture holders.

6. Checking website of Regulators and collect data for ERP update.

7. Maintaining MIS related to compliances/trackers related to NCD��s.

8. Due Diligence activity . NCD issuance, engaging with the CA firms, valuers, TSR

9. Liasoning with the internal teams on an ongoing basis

10. Knowledge of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013, Reit/ Invit regulations, Insolvency and Bankruptcy Code, 2016 and IFSCA (Gift city compliances) applicable SEBI circulars regulations

Experience
1 - 2 Years
No. of Openings
1
Education
Vocational Course
Role
Assistant Manager Compliance
Industry Type
Banking / Financial Services / Stock Broking
Gender
[ Male / Female ]
Job Country
India
Type of Job
Full Time
Work Location Type
Work from Home
Face interview location
Lower Parel, Mumbai

About Career Choice Solution

The recruitment has become very dynamic and advanced with the passing of time. It wasnt long when people used to visit offices with a physical resume in hand looking for a suitable job opening or vacancy. Today, the times have changed and people have become more advanced and so are their recruitment and placement demands. Mr. Abhishek Padwal established Career Choice Solution in the year 2016 with the sole aim to change the perception people have about the recruitment industry. We have been adapting to the changing needs of our clients as well as the changing dynamics of this industry. This has and will always help us in growing our business and making it a huge success.